GERMAN CONSTITUTIONAL COURT ABORTION DECISION BVerfGE 39, 1 Translation by Robert E. Jonas and John D. Gorby in The John Marshall Journal of Practice and Procedure (Vol. 9:605) Guiding Principles applicable to the judgment of the First Senate of
the 25th of February, 1975: —1 F.C.C. 1/74— —1 F.C.C.
2/74— —1
F.C.C. 3/74— —1
F.C.C. 4/74— —1
F.C.C. 5/74— —1
F.C.C. 6/74 1. The
life which is developing itself in the womb of the mother is an independent
legal value which enjoys the protection of the constitution (Article 2,
Paragraph 2, Sentence 1; Article 1, Paragraph 1 of the Basic Law). The
State's duty to protect forbids not only direct state attacks against life
developing itself, but also requires the state to protect and foster this life. 2.
The obligation of the state to protect the life developing itself exists, even
against the mother. 3.
The protection of life of the child en ventre sa mere takes precedence as a matter of principle for the
entire duration of the pregnancy over the right of the pregnant woman to selfdetermination
and may not be placed in question for any particular time. 4. The
legislature may express the legal condemnation of the interruption of pregnancy
required by the Basic Law through measures other than the threat of punishment.
The decisive factor is whether the totality of the measures serving the
protection of the unborn life guarantees an actual protection which in fact
corresponds to the importance of the legal value to be guaranteed. In the
extreme case, if the protection required by the constitution cannot be realized
in any other manner, the legislature is obligated to employ the criminal law to
secure the life developing itself. 5. A
continuation of the pregnancy is not to be exacted (legally) if the termination
is necessary to avert from the pregnant woman a danger to her life or the
danger of a serious impairment of her health. Beyond that the legislature is at
liberty to designate as non‑exactable other extraordinary burdens for the
pregnant woman, which are of similar gravity and, in these cases, to leave the
interruption of pregnancy free of punishment. 6. The
Fifth Statute to Reform the Penal Law of the 18th of June, 1974, (Federal Law
Reporter I, p. 1297) has not in the required extent done justice to the
constitutional obligation to protect prenatal life. The Federal Constitutional Court —1 F.C.C. 1/74— —1 F.C.C. 2/74— —1 F.C.C. 3/74— —1 F.C.C. 4/74— —1 F.C.C. 5/74— —1 F.C.C. 6/74— announces
a decision on
the 25th of February 1975, Hempel, being
the chief secretary of the government acting
as clerk of the court, IN
THE NAME OF THE PEOPLE In
the proceeding for
constitutional examination of the Fifth Statute to Reform authonzed representatives: a) Prof. Dr. Fritz Ossenbuhl Meckenheixn, sergstrasse 15, b) Prof. Dr. Hans‑Joachim Rudolphi, Bonn‑Lengsdorf, von Kaferberr —1 F.C.C. 3/74— The government of the
free State of Bavaria represented by the Prime Minister, Munich 22
Prinzregentenstrasse 7 uthonzed representative: Director of the Ministry Prof.
Dr. Walter Odersky, Munich, Elisenstrasse la— — 1 F.C.C. 4/74— The government of
the State of Schleswig‑Holstein, represented by the Pnme Minister, Kiel,
State Capital — 1 F.C.C. 5/74— VI. The government of the State of Rhineland‑Pfalz,
represented by the Minister of Justice, Mainz, Ernst‑Ludwig‑Strasse
3 —1 F.C.C. 6/74— the Federal Constitutional
Court ‑ First Senate President of the Court Dr. Benda, presiding, and Justices Ritterspach, Dr.
Haager, Rupp
von Brunneck, Dr.
Bohmer, Dr.
Faller, Dr.
Brox, Dr.
Simon, participating, on the basis of the oral argument of the 18th and l9th of November 1974, recognizes as law by this opinion: HOLDING I.
Section 218a of the Penal Code in the version of the Fifth Statute to Reform
the Penal Law (5 PLRS) of June 18, 1974, (Federal Law Reporter I, p. 1297) is
incompatible with Article 2, Paragraph 2, Sentence 1, in conjunction with
Article 1, Paragraph 1, of the Basic Law and is null insofar as it excepts the
interruption of pregnancy from criminal liability when no reasons are present
which, in the sense of the reasons for this decision, have validity in the
ordering of values of the Basic Law. II. Until
a new statutory regulation goes into effect the following is ordered under the
authority of §35 of the Statute of the Constitutional Court: 1. §218b and §219 of the Penal Code in
the version of the Fifth Statute for the Reform of the Penal Law (5 PLRS) of June 18, 1974 (Federal Law Reporter I, p. 1297) are to be applied to interruptions of pregnancy during the first twelve weeks after conception. 2.
An abortion performed by a physician with the consent of the pregnant woman
within the first twelve weeks after conception is not punishable under
§218 of the Penal Code if an illegal act pursuant to §§176‑179
of the Penal Code has been committed against the pregnant woman, and compelling
reasons demand the assumption that the pregnancy is a result of the act. 3. If the
interruption of the pregnancy is performed by a physician within the first
twelve weeks after conception with the consent of the pregnant woman to avert
from the pregnant woman danger of a serious calamity which cannot be averted in
any other way which is exactable from her, the court may forgo a punishment
under §218. Reasoning: A. The
subject matter of the proceeding is the question whether the so‑called
regulation of terms of the Fifth Statute to Reform the Penal Law according to
which termination of pregnancy remains free of punishment during the first
twelve weeks after conception under certain conditions is consistent with the
Basic Law. 1.
The Fifth Statute to Reform the Penal Law (5 PLRS) of June 18, 1974 (Federal
Law Reporter I, p. 1297) has regulated punishability of the interruption of
pregnancy in a new manner. Sections 218 to 220 have been replaced by provisions
which visa‑vis the previous state of the law contain primarily the
following alterations As a matter of
principle, anyone who interrupts a pregnancy more than 13 days after conception
shall be punished (§218, Par. 1). An abortion performed by a physician,
however, with the consent of the pregnant woman is not punishable under
§218 if not more than twelve weeks have elapsed since conception
(§218a— Regulation of Terms.). Furthermore, an interruption of
pregnancy performed by a physician with the consent of the pregnant woman after
the expiration of the twelve week period is not punishable under §218 if
the abortion is indicated, according to the judgment of medical science, to
avert from the pregnant woman either a danger to her life or the danger of a
serious impairment of the condition of her health to the extent that these
dangers cannot be averted in a fashion which is otherwise exactable
(§218b, No. 1— Medical Indication).E Furthermore, abortion is not
punishable if compelling reasons demand the assumption that the child, because
of an hereditary disposition or harmful influences before birth, will suffer
impairment to its health which cannot be alleviated and which are so weighty
that the continuation of the pregnancy cannot be demanded of the pregnant
woman, and not more than 22 weeks have elapsed since conception (§218b,
No. 2 Eugenical Indication). Anyone who interrupts a pregnancy without the
pregnant woman first having received social and medical counseling at a
counseling center or from a physician shall be punished (§218c). Even so
an individual makes himself liable to punishment if he interrupts a pregnancy
after the expiration of twelve weeks from conception without a competent counseling
center having previously certified that the prerequisites of §218b
(Medical or Eugenic Indications) have met (§219). The pregnant woman
herself shall not be punished either under §218 or under §219. In
particular, the provisions which are essential for the present proceeding
provide as follows: §218 Interruption of Pregnancy A: (1)
Anyone who interrupts a pregnancy after the 13th day following conception shall
be punished by incarceration up to three years or fined. (2)
The punishment shall be six months to five years if the actor 1. acts against
the will of the pregnant woman, or, 2.
wantonly causes the danger of death or serious impairment of health to the
pregnant woman. The court can set
up a supervision authority. (§68, Par. 1, No. 2). (3) If the
pregnant woman commits the act, the punishment is incarceration up to one year
or a fine. (4) The attempt is
punishable. The woman shall not be punished for an attempt. §218a Freedom from Punishment for Interruption of Pregnancy in the First Twelve Weeks An
interruption of pregnancy performed by a physician with the consent of the
pregnant woman is not punishable under § 218 if no more than twelve weeks
have elapsed since conception. §218b Indications for Interruption of Pregnancy After Twelve Weeks An
interruption of pregnancy performed by a physician with the consent of the
pregnant woman after the expiration of twelve weeks
after conception is not punishable under ß218 if, according to the
judgment of medical science: 1. The
interruption of pregnancy is indicated in order to avert from the pregnant
woman a danger to her life or the danger of a serious impairment to the
condition of her health insofar as the danger cannot be averted in a manner
that is otherwise exactable (reasonably expected) from her, or 2. Compelling
reasons require the assumption that the child will suffer from an impairment of
its health which cannot be remedied on account of an hereditary disposition or
injurious prenatal influences which is so serious that a continuation of the
pregnancy cannot be exacted (reasonably expected) of the pregnant woman; and
not more than 22 weeks have elapsed since conception. ß218c Interruption of Pregnancy
Without Instruction and Counseling of the
Pregnant Woman (1)
He who interrupts a pregnancy without the pregnant woman: 1. first
having, on account of the question of the interruption of her pregnancy,
presented herself to a physician or to a counseling center empowered for the
purpose and there been instructed about the public and private assistance
available for the pregnant women, mothers and children, especially such
assistance which facilitates the continuation of the pregnancy and eases the
condition of mother and child, and 2. having
been counseled by a physician, shall be punished up to one year incarceration or by a fine
if the act is not punishable under ß218. (2) The
woman upon whom the operation is performed is not subject to punishment under
Paragraph one. ß219 Interruption of Pregnancy Without Expert Opinion (1) Anyone
who interrupts a pregnancy after the expiration of twelve weeks after
conception without a competent counseling center having confirmed that the
prerequisites of ß218b No. i or No. 2 are satisfied, shall be punished
with incarceration up to one year or by fine if the act is not punishable under
ß218. (2) The
woman upon whom the operation is performed is not subject to punishment under
Paragraph one. 2. According
to previous law the killing of a child in the womb of its mother was generally
a punishable act (ß218 of the Penal Code). To be sure, at latest since
the decision of March 11, 1927, of the Reichís Court (Penal Law Decision
of the Reichís Court 61, 242) the justifying reason, in the case of the
so-called medical indication, of an extra-legal emergency according to the
principles of a balancing of underlying values and corresponding duties was
recognized by legal opinions. After that the act lost its illegality in the
case of a serious danger to the life or health of the pregnant woman which
could not be averted by other means to the extent the operation was undertaken
by a physician with the consent of the pregnant woman according to the
standards of the medical art. By Paragraph 14 of the Statute for the Prevention
of Hereditarily Ill Offspring in the edition of the amendatory law of June 26,
1935, (Reichís Reporter of Law I, p. 773) these prerequisites for the
terminations of pregnancy permissible on medical grounds were legally
established. This provision was valid in some states of the Federal Republic
even after 1945; where it was repealed, the prerequisites quoted therein, pursuant
to the decision of the Federal Court of January 15, 1952 (Penal Law Decisions
of the Federal Court of Justice 2, 111), were to be considered as the minimum
requirements for the permissability of the interruption of pregnancy according
to the principles of supra-legal emergency. 3. The penal provision of ß218 derives its essential
meaning from ßß181 and 182 of the Penal Code for the Prussian
states of April 14, 1851 (Collection of Statutes, p. 101) because these
provisions served as a model for the regulation, in the Penal Code of the North
German League of May 31, 1870 (Federal Law Reporter of the North German League,
p. 197), which were incorporated word for word in the Penal Code for the German
Reich of May 15, 1871 (Reichís Reporter of Law, p. 127). The provision
read in its original version as follows: ß218 A pregnant woman who intentionally aborts her fetus or
kills it in her womb shall be punished with up to five years in
the penitentiary. If extenuating circumstances are present, an incarceration for not less than six months will result. The same penal provisions have application to anyone who, with the consent of the pregnant woman, applies the means
for the abortion or killing or supplies them to her. The penal provision remained unchanged for more than 50
years. The Statute for the Revision of the Criminal Code of May 18, 1926,
(Reichís Reporter of Law I, p. 239) first mitigated the sanctions (in
principle incarceration, however, penitentiary imprisonment for the
professional abortionist). Under the Order for the Realization of the Decree for the
Defense of Marriage, Family and Motherhood of March 18, 1943 (Reich's Reporter
of Law I, p. 169), the penal sanctions were once again considerably increased. The First Statute for the Reform of the Penal Law (1 PLRS) of
June 25, 1969, (Federal Law Reporter I, p. 645) mitigated the penalty in the
case of the self-administered abortion in which the especially difficult case
was present. An abortion by a professional was reduced to a misdemeanor. 4. a)
The general proscription of abortion was an object of attack from the
beginning. Especially after the turn of the century a lively discussion began
within the field of legal science about the wisdom of punishing abortion.
Doubts were already setting in about the question of which legal values should
be protected by the prohibition of abortion. The allowance of exceptions from
the unlimited prohibition and the proper assessment of the penalties to be
applied were also discussed. The original draft for a German Penal Code published in
1909 by the Ministry of Justice of the Reich; the counterproposal of 1911 by
Professors Kahl, von Lilienthal, Franz v. Liszt and Goldschmidt; the draft
based an the conclusions of the Commission of Penal Law of 1913; and, the Draft
of 1919 proposed merely to lessen the penalty. In the reasoning for the Draft
of 1919, freedom from punishment for interruption of pregnancy was rejected "in view of the serious harm to the
public good which results from the spread of abortion." b) During
the Weimar Republic, within the scope of the efforts
to bring about a sweeping reform of the penal law-- although such efforts came
to no conclusion--ß218 was once again the object of a lively discussion. A large number of bills
and proposals
for the reform of this penal provision were introduced into the parliament.
Some of them pursued the goal of eliminating ßß218 to 220 without
replacement. Others suggested removal of the criminal penalty for the first
three months of pregnancy. A
proposal which Mrs. Schuch, Prof. Radbruch and 53 other members of the Social
Democrat Party introduced into the Reichstag on July 31, 1920, provided for freedom from
punishment for abortion "if the abortion is performed by the pregnant
woman or by a physician recognized (approved) by the state, during the first
three months of pregnancy" (also ef. Radbruch's reasoning in
Grotjahn-Radbruch, "The Abortion of the Child en ventre sa mere," 1921). None
of the applications was ultimately successful. The draft of a General German Penal Code, which
Radbruch proposed in 1922 when he was the Reich's Minister of Justice and which
became the foundation for further work on the reform of the penal law, proposed
imprisonment for abortion (cf. "Gustav Radbruch's Draft for a General
German Penal Code (1922)," Tubingen 1952, p. 28, Section 225). The Drafts
of 1925, 1927 and 1930 proposed similar regulations. c) During
the National Socialistic period abortion was seen principally from the points
of View of the "defense of the people's strength," "attacks on
the vital energy of the people," and "attacks on race and
heredity." The goal of these endeavors, with the exception of several
indicated cases which were to remain without punishment, was to increase
punishment severely (cf. also ßlOa of the Statute for the Prevention of
Hereditarily Ill Offspring). 5. As a provisional result of the work of reform on the
penal code which was resumed after 1945, the Federal Ministry of Justice in the
year 1960 drew up a comprehensive draft together with reasoning on the basis of
the conclusions of the Great Criminal Law Commission. The draft made use of the
recommendations of a commission of the states (Draft of a Penal Code-Draft
1960-with Reasoning, Bonn 1960). Thereafter abortion remained punishable as a matter of
principle (ßß140, 141); in the case of a medical indication,
however, freedom from punishment was allowed (ß157). Further, according
to ß160 the penalty would be disregarded in the case of a killing of the
child en ventre sa mere undertaken by a
physician with the consent of the pregnant woman if the court has determined
that someone has committed rape against the woman or an indecent assault while
she was mentally ill, without will to resist, unconscious, or physically
incapable of resistance; or she is carrying sperm from a man other than her
husband without her consent and compelling reasons demand the assumption the pregnancy is a result of the act, provided that not
more han twelve weeks have elapsed from the end of the month in that hich the inception of the pregnancy occurs. This ethical indication was, however, not contained in the ersion of the draft of 1960 proposed by the Federal
Government to the lawmaking bodies (cf. Federal Press, 270/60, p. 38 and p.
278). This draft did not come up for consideration in the third election period. In the year 1962 a new governmental draft was submitted to
the lawmaking bodies, which adopted ßß140, 141, 157 of the Draft of
1960 in an essentially unchanged form (cf. Federal Press, 200/62, p. 35/36,
38). Even this draft could not be ratified in the fourth election period of the
Federal Parliament. rn November 1965 the Draft of 1962 was introduced as the
draft of a private bill by a group of members to Federal Parliament (Federal
Parliamentary Press, V/32). The Federal Parliament referred the draft to the
Special Committee for the Reform of the Penal Law, which, basing its
conclusions upon the so-called Alternative Draft of a Criminal Code (General
Part) published in 1966 by German and Swiss criminal law scholars, submitted
two partial drafts for the reform of the penal law which were enacted in 1969
as the First and Second Statute for the Reform of the Penal Code. By virtue of
the first statute the penalties of ß218 of the Penal Code were placed
within the milder framework of punishment already mentioned. In the
deliberations in the Special Committee on Penal Law there was unanimous
agreement that the problematic presented by ß218 was not resolved with
the adjustment of the measure of punishment but rather that a comprehensive
reform of this area must follow (cf. the statements of Deputy Dr.
Miiller-Emmert, Fifth Election Period, 144th session of the Special Committee
for the Reform of the Penal Law, Stenographic Reports, p. 3195). The Special Part of the
Alternative Draft published in 1970 was
based on this idea (Alternative Draft, Special Part, Crim-- inal
Acts against the Person, First half volume, Tiibingen 1970,
p. 25 ff.). Interruptions of pregnancy were--so it was represented--almost
without exception forbidden and punishable. The
social reality, however, was so far removed from these legal norms that the penalties could hardly exercise any effect. According
to this view, this would be in large measure injurious and insufficient since
the destruction of developing life is, apart from exceptional situations, not
only ethically reprehensible but also represents the destruction of an
intrinsic legal value. The authors could not, however, agree about legislative
measures with
which an effective protection of developing life could be achieved. The majority decided to leave the interruption of pregnancy free from punishment during the first three months of
pregnancy; and, indeed absolutely so within four weeks after
conception; and in the second and third month on the condition that the
interruption is performed by a physician after the pregnant woman has sought
out a counseling center (ß105, Alternative Draft). The following
considerations were presented on this point: The fundamental conception of this suggestion is that the decision
of a woman to interrupt her pregnancy and the realization of the decision can
only be effectively countered by guaranteeing to the pregnant woman, within the
boundaries of the possible, help for the alleviation of the material, social
and familial difficulties which drive her to abortion and by enabling her to
make a considered and responsible decision through a personal consultation and
frank discussion. The institution of the counseling centers should serve this
purpose. . The counseling centers should, therefore,
possess the capability to provide financial, social and familial assistance.
Furthermore, they should provide spiritual care for the pregnant woman and her
relatives through suitable associates and thereby make it quite clear to those
involved that the interruption of pregnancy, from the medical standpoint as
well, is no trifling matter but rather a serious operation having, under
certain circumstances, momentous consequences and that the interruption itself,
even for the most pressing motives, represents the destruction of developing
life and therefore interferes with and violates a high ethical responsibility.
(bc. cit., p. 27). The woman inclined to abortion, according to this view,
should be able to make use of the counseling center without having to fear that
the realization of her intention will thereby be rendered legally impossible.
An interruption of pregnancy performed later than three months after conception
should remain free of punishment only if medical or eugenical indications are
present, in which case the prerequisites of such indication are to be
determined at a medical speciality center (~106, Alternative Draft). The minority did not see in this suggestion any effective
protection of developing life, but at most an indirect protection, a protection
that would be abandoned in all cases in which the pregnant woman could not be
convinced at the counseling center. For this reason, the representatives of
this opinion, as a matter of principle, adhered to the punishability of the
interruption of pregnancy with the exception of the first four weeks. They
proposed freedom from punishment, however, "if carrying the pregnancy to
term was not exactable from the pregnant woman upon consideration of the total
circumstances of her life," and made this general clause concrete with a
catalog of five indications. A further prerequisite for freedom from punishment
should be the consent of the pregnant woman as well as the approval of a
medical speciality center and that the interruption be performed in the first
three months after conception. 6. At the beginning of 1972 the Federal Government
submitted the draft of a Fifth Statute for the Reform of the Penal Law (5 PLRS)
(Federal Press, 58/72). The draft adhered to the fundamental punishability of
the interruption of pregnancy. In the reasoning it was explained that human
life even before birth is a legal value which is worthy of protection and which
requires protection. The Basic Law, in Article i and Article 2, Paragraph 2,
has made a value decision for life. In the reform of the abortion provisions it
is accordingly not a question of the elimination of criminal offenses which
have as their object behavior which is not socially destructive. A reform of
the penal law which is oriented to the basic legal order must so structure the
regulations governing abortion that the protection of developing life is guaranteed at the first opportunity under the
circumstances. For this purpose, according to this view, the reform must do
justice to the principle of the legal inviolability of developing life and at
the same time strike a balance between the right of the unborn child and the
human dignity of the pregnant woman as well as her right to the free
development of her personality. Therefore, an absolute precedence cannot be
granted either to the one right or to the other. In especially difficult
conflict situations, it is of importance to find solutions which take into
account the value judgment of the constitution (bc. cit., p. 8). According to this view, the regulation of terms could only
fulfill the expectations of public health, to which it is bound, if every interruption
of pregnancy within the first three months appears to have the approval of the
law. This would be incompatible with the hierarchy of values in the
constitution. If society recognizes developing life as a legal value worthy of
protection and of comparably high rank, it could not make the destruction of
this legal value dependant upon the untrammeled pleasure of the individual
without coming into conflict with this premise (bc. cit., p. 9).From this point
forward the draft rejected the "term solution” which was discussed
in such a lively fashion in the time of the Weimar Republic as well as at the
present," and determined that exceptions from the fundamental prohibition
of the interruption of
pregnancy could only acquire validity by establishing a statutory indication.
An indication should be assumed, a) if
the interruption of the pregnancy was indicated in the judgment of medical
science in order to avert from the pregnant woman the danger for her life or the danger of a serious
impairment of the state of her health insofar as the danger could not be
averted in any other way which was exactable for her (ß219 Medical Indication). b) if,
according to the judgment of medical science, compelling reasons require the
assumption that the child, as a consequence of an heriditary disposition or the
consequence of harmful influences before birth, will suffer damage to its
condition of health which cann6t be alleviated and which condition is so serious
that the continuation of the pregnancy cannot be demanded from the pregnant
woman, provided that not more than 20 weeks have elapsed since the beginning of
the pregnancy (ß219b Eugenic or Indication from the Condition of the
Child). c) when
an illegal act has been committed against the pregnant woman pursuant to
ß176 (the sexual abuse of children), ß177 (rape) or ß179,
Par. i (the sexual abuse of those incapable of resistance) and compelling
reasons require the assumption that the pregnancy resulted from the act,
provided that no more than twelve weeks have elapsed since the beginning of the
pregnancy (ß219c Ethical or Criminalogical Indication). d) if
the interruption of the pregnancy is indicated in order to avert from the
pregnant woman the danger of a grave calamity, provided that the danger cannot
be averted in another way that is exactable from her and if not more than
twelve weeks have elapsed since the beginning of the pregnancy (ß219d
Social or Emergency Indication). In the presence of one of these indications an interruption
of pregnancy performed by a physician with the consent of the pregnant woman
should not be punishable under ß218. The commencement of pregnancy within
the sense of the statute was fixed at the conclusion of the process of
implantation of the fertilized egg in the uterus (ß218, Par. 5). At the same time, Representatives Dr. DeWith and colleagues
proposed the draft of a statute for amending ß218 of the Penal Code
(Federal Parliamentary Press, VI/3 137) which would have left interruption of
pregnancy free of punishment in the first three months provided it was
performed by a physician with the consent of the woman after medical
consultation (regulation of terms). Both drafts were considered together in the Special
Committee for the Reform of the Penal Law. On April 10, 11 and 12, 1972, a
public hearing took place in which all of the questions connected with the
reform of the provisions governing abortion were discussed in a comprehensive
fashion by experts and specialists in all relevant fields of speciality (cf.
German Federal Parliament, Sixth Election Period, 74, 75, 76 Session of the
Special Committee for Penal Law Reform from April 10, 11, 12, 1972,
Stenographic Reports, p. 2141 to 2361). The premature adjournment of the Sixth
German Parliament led to the interruption of this deliberation. In the seventh election period the Federal Government did
not introduce its own statutory draft. Instead, four drafts for a statute were
proposed from the membership of the Parliament. The draft of Representatives
Dr. Miiller-Emmert and colleagues contained a regulation of indications and
provided in addition that the pregnant woman should, in all cases, remain free
of punishment (Federal Parliamentary Press, 7/443). The draft of the SPDF and the FDPG on the other hand, suggested a regulation of terms (Federal
Parliamentary Press, 7/375). In a draft of the CDU/CSUH a narrower regulation
of indications was proposed (medical--which included eugenic--and an ethical
indication; disregard of the penalty in the situation of non-exactability --
Federal Parliamentary Press, 7/554 --). A
draft introduced by Representatives Dr. Heck and colleagues proposed to limit
freedom from punishment for the interruption of pregnancy essentially to the
case of a broadly-formulated medical indication (Federal Parliamentary Press,
7/561). All four drafts were referred to the Special Committee for
the Reform of the Penal Law for joint consideration. None of these drafts,
however, received the required majority (cf. Federal Parliamentary Press 7/1982, p. 4). The Committee,
therefore, did not think itself in a position to recommend definite conclusions
to the full legislature but proposed all four drafts for decision in separate reports--cf. Federal
Parliamentary Press, 7/1982, 7/1981 (new), 7/1983, 7/1984 (new). Regarding the regulation of
terms proposed by the SPD/FPD factions, which was later adopted by the Federal
Parliament, the following considerations were, according to the report of the
Special Committee--Federal Parliamentary Press, 7/1981 (new), p 9/10--especially
decisive: In the area of penal law the proponents of this draft
suggest that we revoke the sanction for the first three months of pregnancy in
the interest of improving the counseling situation. That is to say, the only
duty imposed by penal law is for one to undergo comprehensive counseling and to
allow the operation to be performed by a physician. Furthermore, this means
that in the first three months the protection of developing life will no longer
be guaranteed by a uniform penal sanction but rather by a counseling system,
utilization of which will be required by a penal sanction. The supporters of
the regulation of terms proceed from the premise that the penal sanction has a
real effect only after the third month. It has become evident that a general
criminal prohibition is not suited to guarantee the protection of unborn life.
A pregnant woman who will allow her pregnancy to be interrupted will do this in
any case without consideration of the penal statute. She will, in every case,
find a way to obtain an abortion. The causes of the ineffectiveness of the
penal provision were persuasively clarified by, among others, the experts in
the public hearing who pointed out that the decision to interrupt the pregnancy
has its origin in circumstances of serious conflict and is made in the depths
of her personality, which a threat of punishment is not capable of reaching
(Rolinski, AP VI, p. 2219, 2225; Schulte, AP VI, p. 2200; Brocher, AP VI, p.
2209). . The regulation of terms does not abandon the idea that the unborn
life requires defense and is worthy of it. The advocates of this draft are only
of the opinion that the penal law, properly conceived, is not the suitable
means. In the case of an interruption of pregnancy, consultation
and assistance must (and can) intervene before the pregnant woman has taken the
decisive step. So long, however, as the woman must fear any penal sanction, she
will scarcely seek out consultation and assistance. A woman who, for whatever
reasons, wants to interrupt her pregnancy will rather either perform it herself
or seek out a physician or other person whom she knows will perform the
operation without asking very many questions. So long as there is a penal provision, it is difficult to
reach such women for consultation and assistance because, for the most part,
they only turn to such persons for "help" whom they are certain will
bring them closer to the desired interruption of pregnancy. For the most part,
they do not come within reach of anyone who could or would offer them genuine
assistance. In the voting in the second deliberation of the German
Parliament, neither of the drafts received the required majority of votes.
Thereupon, the two party drafts which had received the highest number of oral
votes were presented for decision. Two hundred forty-five representatives voted
for the draft of of the SPD/FDP factions, 219 representatives for the
application of the CDU/CSU faction (cf. for particulars, German Federal
Parliament, Seventh Election Period, 95th Session, Stenographic Reports, p.
6443). In the final roll call vote on the draft of the SPD/FDP
faction, in the third deliberation, 247 deputies of a total number of 489 with
full voting rights answered with yes, 233 with no, and nine abstained (German
Federal Parliament, Seventh Election Period, 96th Session, Stenographic
Reports, p. 6503). The Federal Council designated the law which had been
decided upon as needing concurrence, but denied the concurrence after a
fruitless convoking of the Mediation Committee and made a timely objection
according to the provisions of Article 77, Paragraph 3, of the Basic Law
(Federal Council, 406th Session from May 31, 1974, Stenographic Reports, p.
214). This objection was rejected by the Federal Parliament, which did not
regard this statute as requiring concurrence, on June 5, 1974, with 260 votes
against, 218 votes for, and with four abstentions (German Fed-eral Parliament,
Seventh Election Period, 104th Session, Steno-graphic Reports, p. 6947). 7. To support the penal law reform through socio-political
measures, the German Federal Parliament on March 21, 1974, passed a bill of the
SPD/FDP factions (Federal Parliamentary Press, 7/376), entitled the Statute to
Supplement the Fifth Statute to Reform the Penal Law (Statute to Supplement the
Penal Law Reform--SSPLR), In this statute, provision is made for, inter
alia, claims for medical counseling
regarding questions of the regulation of conception as well as claims for
medical assistance for those abortions which are free of punishment. These
services are to be provided through statutory health insur-rance and social
assistance (Federal Parliamentary Press, 7/1753 and German Federal Parliament,
Seventh Election Period, 88th Session, Stenographic Reports, p. 5769). The Federal Council refused to concur in this statutory
decision after an unsuccessful appeal to the Mediation Committee (Federal
Council, 410th Session from July 12, 1974, Stenographic Reports, p. 324).
Thereupon the Federal Government, on its own initiative, called upon the
Mediation Committee. Up to this time the Committee had not arrived at any
decision. 8. On
June 21, 1974, the Federal Constitutional Court, upon application of the
government of the federal state of Baden-Wiirttemberg, issued a provisional
order, according to which, inter abia, ß218a
of the Penal Code in the version of the Fifth Statute to Reform the Penal Law
(5 PLRS) would not, for the time being, take effect, although the interruption
of pregnancy which is indicated medically, eugenically or ethically within the
first twelve weeks after conception would remain free of punishment (Decisions
of the Federal Constitutional Court, 37, 324; Federal Law
Reporter, 1974 I, p. 1309). The provisional order was ex-tended until the
announcement of this judgment. II. One hundred ninety-three members of the German Parlia- ment as well as the state governments of Baden-Wurttemberg,
Bavaria, Rhineland-Pfalz, the Saarland and Schleswig-Holstein, according to the
provisions of Article 93, Paragraph 1, No. 2, of the Basic Law and Section 13,
No. 6, Statute of the Federal Consti-tutional Court, petitioned for
constitutional review of ß218a of the Penal Code, in the version of the
Fifth Statute to Reform the Penal Law. They considered the provision to be
inconsistent with the Basic Law because the availability of abortion made possible
thereby during the first twelve weeks after conception runs afoul of Article 2,
Paragraph 2, Sentence 1, in connec-tion with Article 1, Paragraphs 1, 2 and 4
of the Basic Law as well as the principle of the just state. The governments of
the petitioning states are further of the opinion that the concur-rence of the
Federal Council was necessary for the Fifth Statute for the Reform of the Penal
Law. By way of reasoning, essentially the following is offered: 1. The
statute contains in Articles 6 and 7 amendments to the Code of Penal Procedure
and to the Introductory Statute of the Penal Code and therefore to statutes
which in their own right were enacted with concurrence of the Federal Council.
This alone establishes the necessity of concurrence. The contrary
interpretation of the Federal Constitutional Court (Decisions of the Federal
Constitutional Court, 37, 363) should be reexamined. Regardless, the Fifth Statute to Reform the Penal Law
itself contains provisions which create the necessity for concurrence according
to Article 84, Paragraph 1, of the Basic Law, since in ß218c, Par. 1, No.
1, of the Penal Code, there is provision for the creation of "authorized
counseling centers" and in ß219, Par. 1, of the Penal Code,
provision for verification of an indication by a "competent center."
Furthermore, even according to the decision mentioned (bc. cit., p. 383), an amendatory statute is in need of
concurrence even if in fa~t it limits itself to the order-ing of substantive
questions if it puts into effect innovations in the area which lend an
essentially different meaning and scope to the provisions for administrative
procedures which themselves have not explicitly been amended. This necessarily
leads to a requirement for concurrence in the amendatory statute, if the
original statute in fact contains no provisions concerning admin-istrative
procedure, although the amendatory statute encroaches in such a way on the
necessary provisions for the conduct of administrative proceedings through the
structuring of its substan-tive provisions that the states are committed on
decisive points. This would be the case here, since only a very slight latitude
would be allowed to the states in the structuring of the admin-istrative
process. Finally, according to this view, this Statute and the
Statute to Supplement the Penal Law Reform must be viewed as a unity because
these statutes, in the nature of the case, are from a legal point of view
inextricably connected. The goal of the project of reform is a "regulation
of terms with counseling"; the counsel-ing, for its part, is, however, first
made possible for all the cases which are in the focal point of the reform by
the Statute to Supplement the Penal Law Reform. Both statutes represented a
unified political decision. It would be, therefore, contradictory if the repeal
of the penal sanction and the provisions which make counseling possible would
be introduced in two separate bills. Clearly, so the argument continues, this
was done to circumvent the concurrence of the Federal Council, since the
Statute to Sup-plement the Penal Law Reform without any doubt required the
concurrence of the Federal Council. The Federal Parliament would, therefore, so
this reasoning concludes, exceed the bounds of the discretion granted it by
dividing the legal subject matter to be regulated into several statutes. 2. The
fundamental right guaranteed by Article 2, Para-graph 2, Sentence 1, of the
Basic Law, as the most fundamental and most original human right, protects, in
comprehensive fashion, unborn life as well. This conception of the law is in
agreement with the history of its origin and with dominant opinion, is in the
tradition of German legal thinking, and can find support in the literal wording
of the constitution. Above all, however, only this view of the law does justice
to the recog-nizable function of a constitutional norm. Article 2, Paragra |